The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.(1) Complaint--a written communication submitted to the Agency by a person that alleges misconduct by an individual or entity believed to be engaged in an activity that is regulated by the Agency.(2) Complainant--person filing a complaint with the Securities Commissioner.(3) Jurisdictional authority--conduct regulated by the Agency as provided for in the Act and Board rules.