This is a clone of the Texas Administrative Code (TAC) for educational purposes. It is not the official version and should not be used for legal purposes. Site created Wed, 21 May 2025 21:16:38 GMT
The following factors will be considered by Agency staff in prioritizing complaints for further investigation:(1) the ongoing nature of the underlying alleged conduct;(2) the amount and degree of financial harm presented by the alleged conduct;(3) extent to which the alleged conduct relates to senior or vulnerable victims;(4) the risk associated with the type of investment product underlying the alleged conduct;(5) the seriousness, nature, circumstances, extent and persistence of the alleged conduct;(6) the history of previous misconduct by the individual or entity alleged to be responsible for the underlying alleged conduct;(7) the availability of Agency resources to pursue investigation of the alleged conduct;(8) the extent another governmental agency or regulatory body is better positioned to investigate the alleged conduct; and(9) such other matters as the facts and circumstances may require.