Clone of TAC - Rule 113.12 - Applicability of Statements of Policy to Exempt Offerings

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SECTION/RULE §113.12 - Applicability of Statements of Policy to Exempt Offerings

Chapter Review Date 03/27/2023

This chapter and the statements of policy listed in §113.14 of this title (relating to Statements of Policy) do not apply to offerings made pursuant to an exemption under the Exemptions Sections, or an exemption by Board rule pursuant to the Texas Securities Act, §4005.024, or to an offering of federal covered securities, as that term is defined in §107.2 of this title (relating to Definitions).

Source Note: The provisions of this §113.12 adopted to be effective November 15, 1990, 15 TexReg 6291; amended to be effective August 23, 1993, 18 TexReg 5324; amended to be effective April 8, 1997, 22 TexReg 3219; amended to be effective December 2, 1997, 22 TexReg 11666; amended to be effective December 6, 1998, 23 TexReg 12293; amended to be effective November 7, 1999, 24 TexReg 9608; amended to be effective August 18, 2011, 36 TexReg 5093; amended to be effective April 7, 2024, 49 TexReg 2062.