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Home > Title 7 > Part 7 > Chapter 113 >Subchapter 113.7.html > Rule 113.7
TITLE 7 - BANKING AND SECURITIES
PART 7 - STATE SECURITIES BOARD
CHAPTER 113 - REGISTRATION OF SECURITIES
SUBCHAPTER 113.7.html - null
SECTION/RULE §113.7 - Reporting Changes in Filed Materials
Chapter Review Date 03/27/2023

While an application to register securities is pending with the securities commissioner, any change in information material to the application (including documents on file such as financials) must be promptly reported to the commissioner by the applicant, and any new developments which are material must likewise be promptly reported by the applicant.

Source Note: The provisions of this §113.7 adopted to be effective January 1, 1976.

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