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TITLE 7 - BANKING AND SECURITIES
PART 7 - STATE SECURITIES BOARD
CHAPTER 113 - REGISTRATION OF SECURITIES
SUBCHAPTER 113.8.html - null
SECTION/RULE §113.8 - Notification of Status in Other States
Chapter Review Date 03/27/2023

Any issuer with an application for Registration by Coordination pending must file with the Securities Commissioner the original list of other states where filing has been made or is expected to be made as required by the Act, §4003.102(1)(B), and must make a timely report of the names of any states where such an application is subsequently made, withdrawn, or denied (together with the reasons for any withdrawal or denial).

Source Note: The provisions of this §113.8 adopted to be effective January 1, 1976; amended to be effective December 6, 1998, 23 TexReg 12293; amended to be effective April 7, 2024, 49 TexReg 2062.

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