This is a clone of the Texas Administrative Code (TAC) for educational purposes. It is not the official version and should not be used for legal purposes. Site created Wed, 21 May 2025 21:16:38 GMT

TITLE 7 - BANKING AND SECURITIES
PART 7 - STATE SECURITIES BOARD
CHAPTER 115 - SECURITIES DEALERS AND AGENTS
SUBCHAPTER 115.22.html - null
SECTION/RULE §115.22 - Electronic Submission of Forms and Fees
Chapter Review Date 06/28/2024

(a) This section does not apply to forms or fees required by §115.2 of this chapter (relating to Application Requirements), to be submitted electronically through the CRD System.(b) Documents and fees submitted by applicants for finder registration or for dealer and agent registration may, at the option of the filer, be submitted electronically to the Securities Commissioner. (c) Filings made and fees paid may be submitted electronically, as the Agency's system is developed to accept them. (d) All electronic submissions of forms or fees must be made in accordance with the submission procedures set out on the Agency's website (www.ssb.texas.gov). Please check the Agency's website for a complete list of forms and fees that are currently being accepted electronically.

Source Note: The provisions of this §115.22 adopted to be effective November 12, 2019, 44 TexReg 6861; amended to be effective March 13, 2025, 50 TexReg 1804.

View Official Rule