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Home > Title 7 > Part 7 > Chapter 116 >Subchapter 116.14.html > Rule 116.14
TITLE 7 - BANKING AND SECURITIES
PART 7 - STATE SECURITIES BOARD
CHAPTER 116 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
SUBCHAPTER 116.14.html - null
SECTION/RULE §116.14 - Prevention of Misuse of Nonpublic Information
Chapter Review Date 06/28/2024

All investment advisers registered under the Texas Securities Act are required to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the misuse of material nonpublic information.

Source Note: The provisions of this §116.14 adopted to be effective August 12, 2001, 26 TexReg 5799.

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