(a) Assuming the appropriate exhibits and supplements are filed, the State Securities Board will accept for filing the following "Uniform Forms" in lieu of the requisite Texas form, if any.(1) U-1. Uniform Application to Register Securities.(2) U-2. Uniform Consent to Service of Process.(3) U-4. Uniform Application for Securities Industry Registration or Transfer.(4) U-5. Uniform Termination Notice for Securities Industry Registration.(5) ADV. Uniform Application for Investment Adviser Registration.(6) BD. Uniform Application for Broker-Dealer Registration.(7) USR-1. Investment Company Report of Sales.(8) U-7. Small Company Offerings Registration Form may be used as a disclosure guide when making a small company offering of securities pursuant to an exemption under the Act or when making small public offerings pursuant to the Act, Chapter 4003, Subchapter A.(9) NF. Uniform Investment Company Notice Filing.(10) Model Accredited Investor Exemption Uniform Notice of Transaction.(11) BR. Uniform Branch Office Registration Form.(12) Regulation A - Tier 2 form.(13) Uniform Notice of Federal Crowdfunding Offering (Form U-CF) form.(14) U-6. Regulator Form U6 Filing.(b) The following "Uniform Forms" may be filed with this agency as appropriate.(1) ADV-W. Notice of Withdrawal from Registration as Investment Adviser.(2) BDW. Uniform Request for Withdrawal from Registration as a Broker-Dealer.(3) ADV-E. Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Adviser.(c) Section 109.13(k) of this title (relating to Limited Offering Exemptions) and §114.4(b)(1) of this title (relating to Filings and Fees) require the filing of a Form D, "Notice of Exempt Offering of Securities."