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Home > Title 7 > Part 7 > Chapter 135 >Subchapter 135.2.html > Rule 135.2
TITLE 7 - BANKING AND SECURITIES
PART 7 - STATE SECURITIES BOARD
CHAPTER 135 - INDUSTRIAL DEVELOPMENT CORPORATIONS AND AUTHORITIES
SUBCHAPTER 135.2.html - null
SECTION/RULE §135.2 - Dealer and Agent Registration
Chapter Review Date 03/27/2023

Any person who acts as an agent of the issuer in connection with a sale to any prospective purchaser in a transaction exempt from securities registration by virtue of this section shall be registered as either a dealer or agent under the Texas Securities Act, as applicable.

Source Note: The provisions of this §135.2 adopted to be effective November 7, 1999, 24 TexReg 9609.

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